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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-13 |
| NJ | RA | APPROVED | 2020-05-04 |
| TX | RA | APPROVED | 2018-08-23 |
| CT | RA | APPROVED | 2018-07-24 |
Branch Locations
1499 Post Rd Investment Solutions Group, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2012 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2020 | Present |
I*: 649249 For profit or not for profit: Entity For Profit Name of outside business organization: Uber Investment related: No Address of business: San Francisco, California 94103 Position, title, association: Consultant/Independent Contractor Start date of relationship: 1/1/2022 Number of hours devoted: 32 hours Monthly Number of hours devoted during trading hours: 0 Duties: I am considering to do part time driving for Uber on weekends for some extra income. I*: 1522256 For profit or not for profit: Entity For Profit Name of outside business organization: Oksana Glasser Investment related: Yes Address of business: Ewing, New Jersey, 08628 Position, title, association: [Owner Start date of relationship: 11/1/2023 Number of hours devoted: 40 hours Yearly Number of hours devoted during trading hours: 0 Duties: Currently I'm trying to get NJ Real Estate License. If I use it in future it will be only for me and my immediate family members I*: 448789 Entity Type, For Profit Name of OBA: Affeny Inc Address: New York, New York,10005 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 02/21/2020 No Hours: 1 hr monthly No Hours during trading: 0 Duties: My dad (I. D.) created an entity: Affeny Inc. He recently got CDL DL and started working as a truck driver. Sole purpose of this entity is to receive payments for his work. I am on BOA Business account just in case. I*: 2531270 Entity Type: For Profit Name of OBA: Affeny7 Inc Address: Ewing, NJ 08628 Investment Related: No Position, Title, Association: Member Employee Start Date: 06/09/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: Do not have any ownership but have signing capability
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
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