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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-18 |
| CT | RA | APPROVED | 2020-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Bayport | NY | 02/2016 | 11/2019 |
| Jpmorgan Chase Bank | Bayport | NY | 02/2016 | 11/2019 |
| Wells Fargo Bank, Na | North Haven | CT | 11/2019 | 11/2020 |
| Wells Fargo Clearing Services, Llc | North Haven | CT | 12/2019 | 11/2020 |
| Jp Morgan Chase Bank, N.A. | Fairfield | CT | 11/2020 | Present |
| J.P. Morgan Securities, Llc | Fairfield | CT | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-01 |
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