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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2016 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Raleigh | NC | 03/2016 | 08/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 06/2017 |
| Jennifer Torrey | Raleigh | NC | 06/2017 | 09/2017 |
| Axa Advisors, Llc | New York | NY | 10/2017 | 02/2018 |
| Raymond James & Associates, Inc | Chapel Hill | NC | 07/2018 | 03/2021 |
| Navigon Financial Group | Raliegh | NC | 03/2018 | 04/2018 |
| Lpl Financial, Llc | Winston-Salem | NC | 04/2021 | Present |
1. 04/2021 - DBA FOR LPL FINANCIAL (ENTITY FOR LPL FINANCIAL) - HEGE FINANCIAL GROUP - INVESTMENT RELATED - WINSTON-SALEM, NC 27103 2. 3/24/2023 - Hege Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/14/2023 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-15 |
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