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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-30 |
| NC | RA | APPROVED | 2020-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Wealth Management | Raleigh | NC | 01/2016 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 12/2018 | Present |
| Unemployed | Kernersville | NC | 10/2018 | 11/2018 |
| Bank Of America, N.A. | Winston Salem | NC | 07/2024 | Present |
I*: 2516272 Entity Type: Fiduciary Role Name of OBA: L. A K-T Address: Fayetteville, North Carolina, 28305, Investment Related: No Position, Title, Association: Executor, Power of Attorney Employee Start Date: 5/16/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor, Power of Attorney for parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-11 |
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