Wayne James Randall

Wells Fargo Clearing Services, LLC

Claim This Profile

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-18
TX	RA	APPROVED	2025-04-29

NY RA
APPROVED

Since 2025-05-18
TX RA
APPROVED

Since 2025-04-29

Branch Locations

500 Plum St Bridgewater Place, Syracuse, NY 13204 • United States

178 Woods Park Dr, Clinton, NY 13323 • United States

5789 Widewaters Pkwy 2Nd Fl, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wyoming	MI	07/2010	08/2019
Jp Morgan Securities, Llc	Pittsburgh	PA	08/2019	04/2025
Jp Morgan Chase Bank, N.A.	Pittsburgh	PA	08/2019	04/2025
Bank Of America, N.A.	Wyoming	MI	07/2010	08/2019
Wells Fargo Clearing Services, Llc	Syracuse	NY	04/2025	Present

07/2010 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wyoming, MI
08/2019 → 04/2025

Jp Morgan Securities, Llc

Pittsburgh, PA
08/2019 → 04/2025

Jp Morgan Chase Bank, N.A.

Pittsburgh, PA
07/2010 → 08/2019

Bank Of America, N.A.

Wyoming, MI
04/2025 → Present

Wells Fargo Clearing Services, Llc

Syracuse, NY

Previous Registrations

2019-09-03 → 2025-04-22

J.P. Morgan Securities Llc

New York, NY

Pittsburgh, PA

Pittsburgh, PA

Pittsburgh, PA

Wilkinsburg, PA

Pittsburgh, PA

Marlton, NJ

Pittsburgh, PA

Pittsburgh, PA

Canonsburg, PA

Homestead, PA

Pittsburgh, PA

Sewickley, PA

Pittsburgh, PA

Pittsburgh, PA

Cranberry Township, PA

Pittsburgh, PA

Pittsburgh, PA

Cranberry Township, PA

Irwin, PA

Pittsburgh, PA

Mc Kees Rocks, PA

Bridgeville, PA

Bethel Park, PA

Pittsburgh, PA

Pittsburgh, PA

Mckeesport, PA

Bethesda, MD

Pottstown, PA

Arlington, VA

Bethesda, MD

Kensington, MD

Washington, DC

Washington, DC

Rockville, MD

Bethesda, MD

Potomac, MD

Washington, DC

Washington, DC

Washington, DC

Washington, DC

Washington, DC

Frederick, MD

Arlington, VA

Arlington, VA

Washington, DC

Washington, DC

Gaithersburg, MD

Arlington, VA

Alexandria, VA

Washington, DC

Washington, DC

Washington, DC

Washington, DC

Fulton, MD

Bethesda, MD

Washington, DC

Potomac, MD

Washington, DC

Washington, DC

Washington, DC

Alexandria, VA

Alexandria, VA

Germantown, MD

Rockville, MD

Silver Spring, MD

Washington, DC

Washington, DC

Derwood, MD

Falls Church, VA

Silver Spring, MD

Washington, DC

Washington, DC

Washington, DC
2016-11-01 → 2019-08-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wyoming, MI

Austin, TX

Wyoming, MI

Farmington Hills, MI

Grand Rapids, MI

Portage, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-27

S66 Uniform Combined State Law Examination

2016-10-27

Other Names

Wayne Randall
Wayne J Randall
Wayne James Randall

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EAGLE STRATEGIES LLC

COMMONWEALTH FINANCIAL NETWORK

CHARLES SCHWAB & CO., INC.

STRATEGIC FINANCIAL SERVICES

R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS

JANNEY MONTGOMERY SCOTT LLC

Other Investors

Eric Petranchuk

CAROL ANNE DOYLE

Lea Brigitte DiGiovanni

FRANK PRIOR ARKINSON

THEODORE FRANK BINDER

MARCIA T. IRVIN

Other Offices

RBC CAPITAL MARKETS, LLC · SYRACUSE, NY

AMERIPRISE FINANCIAL SERVICES, LLC · SYRACUSE, NY

EAGLE STRATEGIES LLC · DEWITT, NY

EAGLE STRATEGIES LLC · DEWITT, NY

COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY

CHARLES SCHWAB & CO., INC. · Dewitt, NY

STRATEGIC FINANCIAL SERVICES · Syracuse, NY

EAGLE STRATEGIES LLC · DEWITT, NY

More in Syracuse, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor