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Chaoyi Liu

J.P. Morgan Securities LLC

Brooklyn, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-17
TX RA APPROVED 2021-08-11
NJ RA APPROVED 2021-03-01
NY RA APPROVED 2021-02-25
  • FL RA
    APPROVED
    Since 2021-09-17
  • TX RA
    APPROVED
    Since 2021-08-11
  • NJ RA
    APPROVED
    Since 2021-03-01
  • NY RA
    APPROVED
    Since 2021-02-25

Branch Locations

6701 Bay Pkwy, Brooklyn, NY 11204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 03/2016 12/2020
Hsbc Securities Usa, Inc. New York NY 03/2016 01/2021
Home Family Care Inc New York NY 03/2019 12/2020
Jpmorgan Chase Bank, N.A. Brooklyn NY 02/2021 Present
J.P. Morgan Securities Llc Brooklyn NY 02/2021 Present
Abestcare Inc. Flushing NY 05/2024 06/2024
  • 03/2016 → 12/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 03/2016 → 01/2021
    Hsbc Securities Usa, Inc.
    New York, NY
  • 03/2019 → 12/2020
    Home Family Care Inc
    New York, NY
  • 02/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 02/2021 → Present
    J.P. Morgan Securities Llc
    Brooklyn, NY
  • 05/2024 → 06/2024
    Abestcare Inc.
    Flushing, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2015-12-16
  • S66 Uniform Combined State Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2015-12-16
Other Names
  • Darren Liu

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · Brooklyn, NY
LPL FINANCIAL LLC · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CETERA INVESTMENT ADVISERS LLC · BROOKLYN, NY
EDWARD JONES · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CITIGROUP GLOBAL MARKETS INC. · BROOKLYN, NY
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