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Philip Dam

J.P. Morgan Securities LLC

Brooklyn, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2020-04-10
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2020-04-10

Branch Locations

1101 Ave J, Fl1, Brooklyn, NY 11230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Brooklyn NY 07/2015 06/2017
Jpmorgan Chase Bank Brooklyn NY 12/2010 06/2017
United Aquatics Brooklyn NY 01/2008 12/2016
Hsbc Bank Usa, N.A. New York NY 03/2019 11/2019
Hsbc Securities (Usa) Inc. New York NY 03/2019 11/2019
Self Employed Brooklyn NY 06/2017 05/2018
Td Bank Brooklyn NY 05/2018 02/2019
J.P. Morgan Securities Llc Brooklyn NY 12/2019 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 12/2019 Present
  • 07/2015 → 06/2017
    Jp Morgan Securities Llc
    Brooklyn, NY
  • 12/2010 → 06/2017
    Jpmorgan Chase Bank
    Brooklyn, NY
  • 01/2008 → 12/2016
    United Aquatics
    Brooklyn, NY
  • 03/2019 → 11/2019
    Hsbc Bank Usa, N.A.
    New York, NY
  • 03/2019 → 11/2019
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 06/2017 → 05/2018
    Self Employed
    Brooklyn, NY
  • 05/2018 → 02/2019
    Td Bank
    Brooklyn, NY
  • 12/2019 → Present
    J.P. Morgan Securities Llc
    Brooklyn, NY
  • 12/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-10
S63 Uniform Securities Agent State Law Examination 2015-11-06
  • S66 Uniform Combined State Law Examination
    2020-02-10
  • S63 Uniform Securities Agent State Law Examination
    2015-11-06

View on SEC IAPD

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