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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-27 |
Branch Locations
706 North Clinton Street,, Syracuse, NY 13204 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grubhub | Syracuse | NY | 02/2017 | 12/2024 |
| M&T Securities, Inc. | Syracuse | NY | 06/2015 | 06/2024 |
| Zoomer, Inc. | Syracuse | NY | 11/2016 | 02/2017 |
| Lpl Financial Llc | Syracuse | NY | 06/2021 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Syracuse | NY | 06/2024 | 03/2026 |
| Bank Of America, N.A. | Syracuse | NY | 07/2024 | 03/2026 |
| Lpl Financial | Syracuse | NY | 03/2026 | Present |
| Community Bank, N.A. | Syracuse | NY | 03/2026 | Present |
1. "Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services - Inv Rel - At Reported Business Location (s) - 03/2026" 2. 03/2026 - Notary - Notary - Investment related - Liverpool NY 13090 - 00 Hrs/Mth - 00 Hrs During Trading - OBA start date: 11/11/2023 3. 03/2026 - Nottingham Investment Services - Non-Variable Insurance - Investment related - Syracuse NY 13204 - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 03/30/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-26 |
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