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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peter Derrenbacker | E Syracuse | NY | 01/2021 | 06/2021 |
| Northwestern Mutual Investment Services Llc | E Syracuse | NY | 01/2021 | 06/2021 |
| Td Ameritrade | Fayetteville | NY | 03/2018 | 01/2021 |
| Custom Wealth Management | Syracuse | NY | 01/2017 | 03/2018 |
| Key Investment Services | Cortland | NY | 06/2015 | 01/2017 |
| Keybank | Cortland | NY | 03/2015 | 01/2017 |
| Cambridge Investment Research Llc | Syracuse | NY | 01/2017 | 03/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2021 | 06/2021 |
| Community Bank | Syracuse | NY | 06/2021 | Present |
| Lpl Financial | Syracuse | NY | 06/2021 | Present |
1)06/21/2021 - Community Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 2)08/04/2021 - OneGroup Retirement Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/21/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-30 |
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