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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-29 |
| CA | RA | APPROVED | 2021-04-30 |
Branch Locations
500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Manhattan Beach | CA | 11/2019 | 04/2021 |
| J.P. Morgan Securities Llc | Manhattan Beach | CA | 11/2019 | 04/2021 |
| Xi Vape Inc | Torrance | CA | 08/2019 | 08/2019 |
| South Bay Gold & Finley's Jewelers | Manhattan Beach | CA | 05/2018 | 07/2019 |
| Bank Of Amerca | Los Angeles | CA | 03/2017 | 06/2018 |
| Paychex Inc | Culver City | CA | 03/2016 | 01/2017 |
| Edward Jones | Torrance | CA | 03/2017 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 03/2017 | 06/2018 |
| Unemployed | Torrance | CA | 02/2017 | 02/2017 |
| Unemployed | Torrance | CA | 10/2019 | 11/2019 |
| Wells Fargo Clearing Services, Llc | Torrance | CA | 04/2021 | Present |
| Wells Fargo Bank, Na | Torrance | CA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-11 |
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