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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-21
NY RA APPROVED 2025-02-14
  • TX RA
    APPROVED
    Since 2025-03-21
  • NY RA
    APPROVED
    Since 2025-02-14

Branch Locations

47 Graham Ave, Brooklyn, NY 11206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 05/2015 12/2016
Jpmorgan Chase Bank New York NY 11/2011 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 03/2018 Present
Santander Bank N.A. New York NY 06/2017 08/2017
Td Bank New York NY 11/2017 02/2018
N/A Unemployed New York NY 01/2016 05/2017
Bank Of America, N.A. Brooklyn NY 11/2024 Present
  • 05/2015 → 12/2016
    Jp Morgan Securities Llc
    New York, NY
  • 11/2011 → 12/2016
    Jpmorgan Chase Bank
    New York, NY
  • 03/2018 → Present
    Brooklyn, NY
  • 06/2017 → 08/2017
    Santander Bank N.A.
    New York, NY
  • 11/2017 → 02/2018
    Td Bank
    New York, NY
  • 01/2016 → 05/2017
    N/A Unemployed
    New York, NY
  • 11/2024 → Present
    Bank Of America, N.A.
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-13
S63 Uniform Securities Agent State Law Examination 2015-08-05
  • S66 Uniform Combined State Law Examination
    2025-02-13
  • S63 Uniform Securities Agent State Law Examination
    2015-08-05
Other Names
  • Nicholas A Mescain
  • Nicholas Mescain
  • Nicholas A. Mescain
  • Nicholas Angel Mescain

View on SEC IAPD

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