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Christopher M Leddy

Raymond James & Associates, Inc.

Garden City, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-30
TX RA APPROVED_RES 2024-05-30
  • NY RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED_RES
    Since 2024-05-30

Branch Locations

401 Franklin Avenue Suite 320, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bayshore NY 02/2016 10/2016
Aegis Capital Corp Melville NY 10/2016 11/2016
Citigroup Scarsdale NY 10/2017 11/2023
Unemployed New York NY 12/2016 09/2017
Raymond James & Associates, Inc Garden City NY 05/2024 Present
Unemployed New York NY 12/2023 04/2024
  • 02/2016 → 10/2016
    Unemployed
    Bayshore, NY
  • 10/2016 → 11/2016
    Aegis Capital Corp
    Melville, NY
  • 10/2017 → 11/2023
    Citigroup
    Scarsdale, NY
  • 12/2016 → 09/2017
    Unemployed
    New York, NY
  • 05/2024 → Present
    Raymond James & Associates, Inc
    Garden City, NY
  • 12/2023 → 04/2024
    Unemployed
    New York, NY
Previous Registrations
  • 2017-12-20 → 2023-12-21
    Citigroup Global Markets Inc.
    Scarsdale, NY
    Mount Kisco, NY
    Gloucester, VA
    New York, NY
    Boca Raton, FL
    Mount Kisco, NY
    Uniondale, NY
    White Plains, NY
    Fort Mill, SC
    Uniondale, NY
    Stamford, CT
    New York, NY
    Hastings On Hudson, NY
    Port Jefferson, NY
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-11
S63 Uniform Securities Agent State Law Examination 2016-11-14
  • S65 Uniform Investment Adviser Law Examination
    2017-04-11
  • S63 Uniform Securities Agent State Law Examination
    2016-11-14
Other Names
  • Christopher Leddy
  • Christopher Mark Leddy

View on SEC IAPD

Other Firms

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

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ELLEN M CHAN
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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