Alexander Martin Lavalle

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-28
MN	RA	APPROVED	2019-05-29

TX RA
APPROVED_RES

Since 2026-04-28
MN RA
APPROVED

Since 2019-05-29

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

Hermantown, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc.	Duluth	MN	01/2015	Present

01/2015 → Present

Rbc Capital Markets, Llc.

Duluth, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-29

S66 Uniform Combined State Law Examination

2019-05-29

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC

EDWARD JONES

RAYMOND JAMES & ASSOCIATES, INC.

FARTHER

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MORGAN STANLEY

Other Investors

JOHN PAUL LAWIEN

ALICIA NICOLE KIM

JOY ELIZABETH DALBERG

TRAVIS J KLINGEISEN

PATRICK JOHN PFAHL

KRISTIN G YAPEL

Debra Marie Carlson

ROBERT DANIEL BUBALO

Other Offices

RBC CAPITAL MARKETS, LLC · DULUTH, MN

WELLS FARGO CLEARING SERVICES, LLC · DULUTH, MN

EDWARD JONES · DULUTH, MN

RAYMOND JAMES & ASSOCIATES, INC. · Duluth, MN

FARTHER · Duluth, MN

LPL FINANCIAL LLC · DULUTH, MN

RAYMOND JAMES & ASSOCIATES, INC. · DULUTH, MN

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