Scott Andrew Southerland

Current Employers

Employment History

• 05/2006 → 06/2020
  Bb&T Securities Llc
  Winston-Salem, NC
• 06/2020 → Present
  Raymond James Financial Services, Inc.
  Winston Salem, NC
• 06/2020 → Present
  Raymond James Financial Services Advisor, Inc.
  Winston Salem, NC

Previous Registrations

• 2018-01-02 → 2020-06-18
  Bb&T Securities, Llc
  Winston-Salem, NC
  Charlotte, NC
• 2006-07-06 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Winston-Salem, NC
  Charlotte, NC

Other Businesses

(1)Name of Business: Dead Drag Motion (band name) Address: 301 Beechcliff Ct., Winston Salem, NC, 27104, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 07/02/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend practices, play public show approximately 3-4 times per year (2)Name of Business: Home Moravian Church Address: 529 S. Church Street, Winston-Salem, NC, 27104, United States Activity Type: Religious Position/Title: Other, Officer - Treasurer, Finance/Investment Committee Member Investment Related: Yes Start Date: 11/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Asked to run for Board of Trustees at Home Moravian Church. Election to take place on 10/27/24. Primary responsibilities of Trustees include budgeting, personnel management, and overseeing endowment. \n\nHave been asked to serve as Treasurer for calendar year 2026. PLease see below for detailed explanation. (3)Name of Business: Pinnacle Asset Managament Address: 300 N Main St., High Point, NC, 27260, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/18/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manage client accounts and make recommendations on portfolios. (4)Name of Business: Pinnacle Financial Partners / Pinnacle Bank Address: 300 N Main St., High Point, NC, 27260, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/18/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial consultant. (5)Name of Business: Salemtowne Retirement Community Address: 190 Moravian Way Drive, Winston-Salem, NC, 27106, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 04/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of Trustees and Finance Committee. Attend board meetings every other month. Advise on large capital projects. Assist with annual budgeting process.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-29
• S63 Uniform Securities Agent State Law Examination
  2005-02-09

Designations

Other Names

• Scott A Southerland