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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-21 |
| MN | RA | APPROVED | 2015-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | MN | 12/2014 | Present |
| Bank Of America, N.A. | Duluth | MN | 01/2018 | Present |
I*113590 For profit or not for profit: Non-Profit Organization Name of outside business organization: The American Red Cross of Northern MN Investment related: No Address of business: Duluth, Minnesota 55811 Position, title, association: Board Member, Committee Start date of relationship: 10/7/2020 Number of hours devoted: 6 hours Quarterly Number of hours devoted during trading hours: 0 Duties: Vice chair position for local chapter. I would be voting on what programs to focus on for upcoming year. Assisting with volunteer events. Be on the blood drive, philanthropy and D&I committees to help organize data. I*4907274 Entity Type: Fiduciary role Name of OBA: L. M. Address: Duluth, Minnesota, 55804 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/13/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Duties: Power of Attorney Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-16 |
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