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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2014-10-23
CT RA APPROVED 2013-05-10
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2014-10-23
  • CT RA
    APPROVED
    Since 2013-05-10

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Garden City NY 11/2012 Present
Bank Of America, N.A. Garden City NY 07/2013 Present
  • 11/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Garden City, NY
  • 07/2013 → Present
    Bank Of America, N.A.
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-09
  • S66 Uniform Combined State Law Examination
    2013-05-09

View on SEC IAPD

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