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Ryan Thomas Aikens

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Hills Estates, CA

Peoria, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-14
CA RA APPROVED 2015-09-16
NJ RA APPROVED 2013-12-23
  • TX RA
    APPROVED_RES
    Since 2016-01-14
  • CA RA
    APPROVED
    Since 2015-09-16
  • NJ RA
    APPROVED
    Since 2013-12-23

Branch Locations

608 Silver Spur Rd, Rolling Hills Estates, CA 90274 • United States

14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 07/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-19
  • S66 Uniform Combined State Law Examination
    2013-12-19

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
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