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Jonathan Nicholas Woo

Morgan Stanley

Rolling Hills Estates, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-28
TX RA APPROVED_RES 2025-03-28
  • CA RA
    APPROVED
    Since 2025-03-28
  • TX RA
    APPROVED_RES
    Since 2025-03-28

Branch Locations

609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Century City CA 10/2014 06/2018
Credit Suisse Securities (Usa) Llc New York NY 06/2020 06/2023
Cornell University Ithaca NY 07/2018 05/2020
Citigroup Global Markets Inc. New York NY 07/2023 03/2025
Morgan Stanley Smith Barney Llc Rolling Hills Estates CA 03/2025 Present
Morgan Stanley Private Bank, N.A New York NY 04/2025 Present
  • 10/2014 → 06/2018
    Rbc Capital Markets, Llc
    Century City, CA
  • 06/2020 → 06/2023
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 07/2018 → 05/2020
    Cornell University
    Ithaca, NY
  • 07/2023 → 03/2025
    Citigroup Global Markets Inc.
    New York, NY
  • 03/2025 → Present
    Morgan Stanley Smith Barney Llc
    Rolling Hills Estates, CA
  • 04/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-09
  • S66 Uniform Combined State Law Examination
    2015-03-09
Other Names
  • Jonathan Nicholas Woo
  • Jonathan Woo

View on SEC IAPD

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Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO CLEARING SERVICES, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA

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