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Matthew James Meek

LPl Financial LLC

Flora, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-21
  • IN RA
    APPROVED
    Since 2021-06-21

Branch Locations

711 E Columbia St, Flora, IN 46929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Flora IN 08/2013 06/2021
Fisher & Associates Flora IN 07/2013 Present
Avantax Advisory Services Flora IN 08/2013 06/2021
Lpl Financial Llc Flora IN 06/2021 Present
  • 08/2013 → 06/2021
    Avantax Investment Services, Inc.
    Flora, IN
  • 07/2013 → Present
    Fisher & Associates
    Flora, IN
  • 08/2013 → 06/2021
    Avantax Advisory Services
    Flora, IN
  • 06/2021 → Present
    Flora, IN
Previous Registrations
  • 2013-08-12 → 2021-06-22
    Avantax Advisory Services
    Delphi, IN
  • 2013-01-04 → 2013-11-19
    Granger, IN
Other Businesses

1. 6/21/2021 - Fisher & Associates, Inc - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 7/1/2013 - 80 Hours Per Month - Time Spent 50% - Tax Prep Services. 2. 11/02/2022 - Fisher Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/08/2022 - 170 Hours Per Month/170 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2012-12-06
Other Names
  • Matt Meek
  • Matthew Meek

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