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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Flora | IN | 08/2013 | 06/2021 |
| Fisher & Associates | Flora | IN | 07/2013 | Present |
| Avantax Advisory Services | Flora | IN | 08/2013 | 06/2021 |
| Lpl Financial Llc | Flora | IN | 06/2021 | Present |
1. 6/21/2021 - Fisher & Associates, Inc - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 7/1/2013 - 80 Hours Per Month - Time Spent 50% - Tax Prep Services. 2. 11/02/2022 - Fisher Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/08/2022 - 170 Hours Per Month/170 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-06 |
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