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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Kokomo | IN | 06/2016 | 09/2018 |
| Key Investment Services, Llc | Indianapolis | IN | 10/2016 | 09/2018 |
| Regions Bank | Delphi | IN | 10/2018 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2018 | Present |
| Cetera Investment Advisers Llc | Delphi | IN | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-07 |
| S66 | Uniform Combined State Law Examination | 2012-09-14 |
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