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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
128 S. Illinois Street Suite A, Monticello, IN 47960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Monticello | IN | 03/1994 | 11/2024 |
| Prudential Insurance Company Of America | Monticello | IN | 03/1994 | Present |
| Lpl Enterprise, Llc | Monticello | IN | 11/2024 | Present |
1) 09/06/2024- White County Area Plan Commission- Politics/ Government- Zoning requirements for buildings and projects- Not INV Related- At Monticello, IN- Start date 01/01/2024- 2 HRS MTH- 0 HRS During Trading 2) 09/06/2024- White County Republican Party- Politics/ Government- Chairman pf the White County Republican Party- Not INV Related- At Monticello, IN- Start date 04/04/2020- 5 HRS MTH- 0 HRS During Trading 3) 08/29/2024- Half-Brother- Act in a Fiduciary Capacity- Not INV Related- At Monticello, IN- Start date 07/06/2021- 0 HRS MTH- 0 HRS During Trading 4) 08/29/2024- Mother- Act in a Fiduciary Capacity- Not INV Related- At Monticello, IN- Start date 09/13/2016- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-29 |
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