Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-02
IN RA APPROVED 2022-01-21
  • TX RA
    APPROVED_RES
    Since 2026-02-02
  • IN RA
    APPROVED
    Since 2022-01-21

Branch Locations

711 E Columbia St, Flora, IN 46929 • United States

3920 Mccarty Lane Suite D, Lafayette, IN 47905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher & Associates, Inc Flora IN 08/1990 Present
Avantax Investement Services, Inc. Flora IN 08/1995 06/2021
Security Federal Savings Bank Board Logansport IN 10/2012 06/2021
Avantax Insurance Agency, Llc Flora IN 08/2013 06/2021
Lpl Financial Flora IN 06/2021 Present
  • 08/1990 → Present
    Fisher & Associates, Inc
    Flora, IN
  • 08/1995 → 06/2021
    Avantax Investement Services, Inc.
    Flora, IN
  • 10/2012 → 06/2021
    Security Federal Savings Bank Board
    Logansport, IN
  • 08/2013 → 06/2021
    Avantax Insurance Agency, Llc
    Flora, IN
  • 06/2021 → Present
    Lpl Financial
    Flora, IN
Other Businesses

1)11/2004 - Real Estate Rental - Fisher Professional Building, Inc. - 4Hrs/Mo 1Hr/Mo During Trading - Investment Related - 711 E Columbia St, Flora, IN 46929 2)11/2015 - Real Estate Rental - East Haven Holdings, LLC - 5Hrs/Mo 0Hrs/Mo During Trading - Investment Related - 80A Idaville, IN; 28A 225C, Carroll Co, IN; 40A 325S, Carroll Co, IN 3)01/2014 - Real Estate Rental - Deer Creek Haven LLC - 2Hrs/Mo 1Hrs/Mo During Trading - Investment Related - 40A 300N Camden, IN Carroll County 4)11/2020 - Real Estate Rental - West Haven Holdings, LLC - 5Hrs/Mo 0Hrs/Mo During Trading - Investment Related - 711 E Columbia St, Flora, IN 46929 5)05/1997 - Business Entity For Tax/Investment Purposes Only - Fisher Financial Services, Inc. - Not Investment Related - Flora, IN 46929 6)01/1998 - Tax Prep/Accounting/CPA - Fisher & Associates, Inc. - 200Hrs/Mo 100Hrs/Mo During Trading - Investment Related - Flora, IN 46929 7)11/02/2022 - Fisher Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/29/2022 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-20
S63 Uniform Securities Agent State Law Examination 1995-09-28
  • S65 Uniform Investment Adviser Law Examination
    2022-01-20
  • S63 Uniform Securities Agent State Law Examination
    1995-09-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Flora, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor