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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-01-30
  • IN RA
    APPROVED
    Since 2015-01-30

Branch Locations

1001 South Washington Street Suite B7, Delphi, IN 46923 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Delphi IN 09/2014 Present
Stonex Advisors Inc Delphi IN 01/2015 Present
  • 09/2014 → Present
    Stonex Securities Inc
    Delphi, IN
  • 01/2015 → Present
    Delphi, IN
Previous Registrations
  • 2003-05-20 → 2015-01-30
    Wrp Investments, Inc.
    Lafayette, IN
    Delphi, IN
    West Lafayette, IN
    Youngstown, OH
    Crawfordsville, IN
    Youngstown, OH
  • 2000-02-02 → 2003-06-18
    Ffp Advisory Services Inc
    Lafayette, IN
Other Businesses

1)Quirk Investments 1001 South Washington Street Delphi, IN 46923 Nature of Business: Business Name Start Date: 07/1/2020 Title: Owner Investment Related: Yes Duties: Sale of Investment and Insurance products through SA Stone Hours Devoted to Business: full time, 160 hours monthly Hours Devoted to Business during Market Hours: 160

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-08-14
  • S63 Uniform Securities Agent State Law Examination
    1979-08-14
Other Names
  • Richard Jeffrey Quirk

View on SEC IAPD

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