Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-06-13 |
| IN | RA | APPROVED | 1998-12-03 |
| TX | RA | APPROVED | 1995-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Logansport | IN | 06/1988 | Present |
1) 04/07/1999: No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - Purchasing Farmground. Cash Rent to a Client. 2) 01/10/2007: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% Time Spent - Old insurance contracts, residuals. All new business through LPL. 3) 06/11/2009: No Business Name - Notary - Investment Related - At Reported Business Location(s) - 1% Time Spent 4) 07/12/2013: Workman Properties LLC - Real Estate Rental - Investment Related - Logansport, IN - 1% Time Spent - One Commercial Office Rental 5) 02/20/2014: Workman & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 6) 9/8/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/22/2016 - 3 Hours Per Month/0 Hours During Securities Trading. 7) 06/06/2022 - Noca Insurance-Pittsburgh PA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 01/03/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-07-29 |
Reach out to this advisor