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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED_RES | 2009-01-02 |
Branch Locations
660 W Main Street, Peru, IN 46970 • United States
200 South Walnut Street Suite 301, Muncie, IN 47305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Kokomo | IN | 07/2007 | Present |
| Raymond James Financial Services Advisors, Inc | Kokomo | IN | 01/2009 | Present |
| Jackson Financial Group, Llc. | Kokomo | IN | 02/2018 | 12/2024 |
((1)Name of Business: THEMM FINANCIAL ADVISORS LLC Address: 1821 Dogwood Dr, Kokomo, IN, 46902-5738, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/24/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Single Member LLC (2)Name of Business: Themm Financial, LLC Address: 1821 Dogwood Dr, Kokomo, IN, 46902-5738, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own LLC - strictly for business expenses, etc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-01-08 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-14 |
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