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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-30 |
| IN | RA | APPROVED | 2021-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Logansport | IN | 05/2021 | Present |
| Logansport High School | Logansport | IN | 08/2014 | 08/2017 |
| Grace College | Winona Lake | IN | 08/2017 | 05/2021 |
| Aldi Grocery Stores | Logansport | IN | 03/2020 | 05/2020 |
| Security Federal Savings Bank | Logansport | IN | 05/2020 | 04/2021 |
1. 10/20/2021 - Workman & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/20/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 12/28/2022 - Jennings Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 10/28/2024 - Jennings Real Estate Group LLC - Real Estate Rental - Logansport, IN - Investment Related - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 4. 10/28/2024 - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 1 Hour per month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-24 |
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