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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1998-12-18
  • IN RA
    APPROVED
    Since 1998-12-18

Branch Locations

59 N Plank St, Rossville, IN 46065-0580 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dallas Meador, Cpa Rossville IN 01/1994 Present
Money Concepts Capital Corp Indianapolis IN 12/1996 Present
Other Businesses

1.MEADOR AND COMPANY, LLC, 59 N. PLANK STREET, ROSSVILLE, IN 46065, TAX PREPARATION/ACCOUNTING, NON INVESTMENT-RELATED BUISNESS, OWNER OR SHAREHOLDER, Non-investment related, 60% time spent on activity during securities hrs. 2. General Trust Administration Corp.,PO Box 580 59 N. Plank Street Rossville, IN 46065. Trust Related Services, Officer, Non-investment related, 1-20% time spent on activity during non-securities hrs. 3. IMC Financial Group, PO Box 580 59 N. Plank Street Rossville, IN 46065. Director, Owner, Non-investment related, 1-20% time spent on activity during non-securities hrs. 4. Meador Group, LLC, 59 N Plank Street Rossville, IN 46065. Owner, Leasing of Real Estate. Non-investment related, 1-20% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-27
S63 Uniform Securities Agent State Law Examination 1998-04-07
  • S65 Uniform Investment Adviser Law Examination
    1998-04-27
  • S63 Uniform Securities Agent State Law Examination
    1998-04-07

View on SEC IAPD

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