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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-23 |
| NY | RA | APPROVED | 2021-05-03 |
| CT | RA | APPROVED | 2019-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A | Brooklyn | NY | 08/2011 | Present |
| J.P. Morgan Securities Llc | Brooklyn | NY | 10/2012 | Present |
| Whistles And Lines, Llc | Oakland Gardens | NY | 04/2026 | Present |
Entity Name: International Association of Approved Basketball Officials, Inc. (IAABO) Investment related: N Address: 9 Schmidts Place, Secaucus, NJ 07094 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 12/13/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: basketball official for youth leagues, high school, men's recreational leagues during non business hours of JPMC Entity Name: Whistles and Lines, LLC Investment related: No Address: Private Residence Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 04/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC formed for the purpose of handling income and expenses related to my outside interest as a certified Basketball official. I am a member of the IAABO (international Association Approved Basketball Officials) where I am contracted as a sports official for organized basketball games.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-01 |
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