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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-23
NY RA APPROVED 2021-05-03
CT RA APPROVED 2019-03-21
  • TX RA
    APPROVED_RES
    Since 2024-10-23
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2019-03-21

Branch Locations

225 Havemeyer Street, Brooklyn, NY 11211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Brooklyn NY 08/2011 Present
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Whistles And Lines, Llc Oakland Gardens NY 04/2026 Present
  • 08/2011 → Present
    Jpmorgan Chase Bank, N.A
    Brooklyn, NY
  • 10/2012 → Present
    Brooklyn, NY
  • 04/2026 → Present
    Whistles And Lines, Llc
    Oakland Gardens, NY
Other Businesses

Entity Name: International Association of Approved Basketball Officials, Inc. (IAABO) Investment related: N Address: 9 Schmidts Place, Secaucus, NJ 07094 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 12/13/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: basketball official for youth leagues, high school, men's recreational leagues during non business hours of JPMC Entity Name: Whistles and Lines, LLC Investment related: No Address: Private Residence Nature of the other business: Sports Position/Title/Relationship: Owner/Partner Start Date: 04/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC formed for the purpose of handling income and expenses related to my outside interest as a certified Basketball official. I am a member of the IAABO (international Association Approved Basketball Officials) where I am contracted as a sports official for organized basketball games.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-14
S63 Uniform Securities Agent State Law Examination 2012-06-01
  • S66 Uniform Combined State Law Examination
    2019-03-14
  • S63 Uniform Securities Agent State Law Examination
    2012-06-01
Other Names
  • Mark W Francis
  • Mark Francis
  • Mark Wesley Francis

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