Charles William Rocco

Current Employers

Employment History

• 03/2012 → 03/2018
  Rocco & Associates Wealth Management
  Fairfield, CT
• 08/2012 → Present
  Lpl Financial Llc
  Fairfield, CT
• 11/2014 → 03/2018
  Strategic Wealth Advisors Group
  Fairfield, CT
• 03/2018 → Present
  Moneco Advisors, Llc (Dba: Moneco Advisors)
  Fairfield, CT

Previous Registrations

• 2016-07-08 → 2018-03-26
  Mariner Advisor Network
  Fairfield, CT
• 2014-10-22 → 2016-07-08
  Strategic Wealth Advisors Group
  Fairfield, CT

Other Businesses

1) 7/16/2015 - Rocco & Associates Wealth Management, Inc. - Insurance Agency - Fairfield, CT - Inv Rel - Start date: 07/15/15 - 10Hrs/Mnth during Trading 2) 11/12/2020 - MONECO Advisors LLC - DBA: (Hybrid) Moneco Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/26/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Moneco Advisors, an independent investment advisor firm. I started this business activity in 03/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 9/23/2021 - MONECO Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 4) 07/18/2025 - Moneco Insurance LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start date: 07/01/2025 - 10Hrs/Mnth during Trading 5) 08/14/2025 - 363 Reef Road Real Estate - Real Estate Rental - Fairfield CT - inv Rel - Start date :10/01/2025 - 5Hrs/mnth 1hr during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-11-16

Designations

Other Names

• Charles Rocco
• Charlie Rocco