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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-30
MD RA APPROVED 2018-10-16
  • TX RA
    APPROVED_RES
    Since 2020-11-30
  • MD RA
    APPROVED
    Since 2018-10-16

Branch Locations

15245 Shady Grove Rd Suite 240, Rocjville, MD 20850 • United States

Odenton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Annapolis MD 06/2013 03/2017
Scottrade Bethesda MD 03/2017 02/2018
Td Ameritrade, Inc. Vienna VA 02/2018 10/2018
Raymond James Financial Services Advsiors, Inc Rockville MD 10/2018 Present
Raymond James Financial Services, Inc. Rockville MD 10/2018 Present
Federal Impact Rockville MD 01/2019 02/2019
Federal Employee Benefits Advocates (Feba) Rockville MD 01/2019 Present
Ez Federal Benefits Education Silver Spring MD 03/2019 Present
Lee, Sipe And Associates Rockville MD 01/2020 Present
Serving Those Who Serve (Stws) Rockville MD 01/2020 Present
  • 06/2013 → 03/2017
    Pnc Investments
    Annapolis, MD
  • 03/2017 → 02/2018
    Scottrade
    Bethesda, MD
  • 02/2018 → 10/2018
    Td Ameritrade, Inc.
    Vienna, VA
  • 10/2018 → Present
    Raymond James Financial Services Advsiors, Inc
    Rockville, MD
  • 10/2018 → Present
    Raymond James Financial Services, Inc.
    Rockville, MD
  • 01/2019 → 02/2019
    Federal Impact
    Rockville, MD
  • 01/2019 → Present
    Federal Employee Benefits Advocates (Feba)
    Rockville, MD
  • 03/2019 → Present
    Ez Federal Benefits Education
    Silver Spring, MD
  • 01/2020 → Present
    Lee, Sipe And Associates
    Rockville, MD
  • 01/2020 → Present
    Serving Those Who Serve (Stws)
    Rockville, MD
Previous Registrations
  • 2018-02-27 → 2018-10-16
    Td Ameritrade, Inc.
    Vienna, VA
  • 2018-02-26 → 2018-10-16
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Vienna, VA
  • 2017-03-28 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-06-25 → 2017-03-07
    Birmingham, AL
    Ellicott City, MD
    Annapolis, MD
  • 2012-05-03 → 2013-05-28
    Maryland Heights, MO
    Maryland Heights, MO
    Severna Park, MD
Other Businesses

(1)Name of Business: Address: 1002 Railbed Dr, Odenton , MD, 21113, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 09/18/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I refurbish and resell used baseball gloves through eBay under the name Golden Mitt Co. This is a hobby activity conducted outside of firm hours. Sales are infrequent and proceeds are minimal, typically only covering supplies and expenses. The activity is unrelated to the financial services industry and does not involve firm clients or resources. (2)Name of Business: GORC Address: GORC Park 940 Strawberry Lake Way, Odenton , MD, 21113, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Subcommittee Member Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I volunteered to be in charge of field maintenance and upkeep at my family's neighborhood park. It is a local park that has a playground, 5 baseball fields, and a football and soccer field. \n\nMy responsibility is to walk the park once a week on the weekend to make sure the Park stays in good shape, trash is picked up, the grass is cut, nothing is broken, and no vandalism. (3)Name of Business: Lee, Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I work on the operations side of the business, completing paperwork and helping with maintaining the day to day tasks in the office. (4)Name of Business: Serving Those Who Serve (STWS) Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Responsible for processing paperwork and client service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-02
  • S66 Uniform Combined State Law Examination
    2012-05-02

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