Thomas Paul Lee

Current Employers

Employment History

• 02/2002 → Present
  Raymond James Financial Services, Inc
  Rockville, MD
• 02/2002 → Present
  Raymond James Financial Services Advisors, Inc
  Rockville, MD
• 04/2019 → Present
  Ez Federal Benefits
  Rockville, MD

Other Businesses

(1)Name of Business: EZ Federal Benefits Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Other Position/Title: Trustee Investment Related: No Start Date: 04/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Marketing (2)Name of Business: GIVE LLC Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/18/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner in GIVE LLC. Managerial and promotional responsibilities (3)Name of Business: Lee, Sipe and Associates Address: 15245 Shady Grove Road, Suite 240, Rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 01/17/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As part of previously approved insurance OBA will offer life insurance as a part of charitable planning (4)Name of Business: LSA Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/16/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (5)Name of Business: NA Address: 15245 Shady Grove Road, Ste 240, Rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 05/18/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As part of previously approved OBA for non-variable life insurance (6)Name of Business: NA Address: 15245 Shady Grove Rd, Suite 240, Rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/10/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: insurance advisor (7)Name of Business: NA Address: 15245 Shady Grove Road, Suite 240, Rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/13/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: life ins, LTC (8)Name of Business: NA Address: 15245 Shady Grove Road, Suite 240, Rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 04/29/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life, disability, LTC insurance (9)Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner (10)Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/19/2014 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Planning for Federal Employees

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-24
• S63 Uniform Securities Agent State Law Examination
  1999-02-22