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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-17
TX RA APPROVED 2021-12-09
MD RA APPROVED 2021-07-02
  • VA RA
    APPROVED
    Since 2023-10-17
  • TX RA
    APPROVED
    Since 2021-12-09
  • MD RA
    APPROVED
    Since 2021-07-02

Branch Locations

5870 Hubbard Drive, Rockville, MD 20852 • United States

20130 Lakeview Center Plaza Ste 400, Ashburn, VA 20147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Rockville MD 09/2007 Present
Stratos Wealth Partners, Ltd Rockville MD 02/2016 06/2021
Previous Registrations
  • 2016-02-18 → 2021-06-30
    Rockville, MD
    Rockville, MD
    Annapolis, MD
  • 2016-02-17 → 2016-02-18
    Rockville, MD
  • 2004-10-11 → 2007-10-09
    Uvest Financial Services Group, Inc.
    Gaithersburg, MD
    Gaithersburg, MD
    Olney, MD
    Olney, MD
  • 2007-09-12 → 2007-10-02
    Damascus, MD
    Annapolis, MD
    Frederick, MD
    Frederick, MD
    Frederick, MD
    Silver Spring, MD
    Bethseda, MD
    Rockville, MD
    Potomac, MD
    Bethseda, MD
    Chantilly, VA
    Linthicum, MD
    Leesburg, VA
    Fairfax, VA
    Fairfax, VA
    Fort Mill, SC
    Damascus, MD
Other Businesses

1. 11/11/2021 - Vintage Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/18/2016 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 03/30/2022 - VRP, LLC - Investment Related - Rockville, Maryland 20852 - Real Estate Rental - Start Date - 04/11/2022 - 2 Hours Per Month/ 0 Hours During Securities Trading. 3. 11/14/2022 - MedicarePhD - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date - 10/03/2022 - 5 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-08
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S66 Uniform Combined State Law Examination
    2004-10-08
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09
Designations

View on SEC IAPD

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