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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-03-13
  • MD RA
    APPROVED
    Since 2018-03-13

Branch Locations

15245 Shady Grove Road Suite 240, Rockville, MD 20850 • United States

North Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc Bethesda MD 10/2013 04/2017
Raymond James Financial Services, Inc. Rockville MD 01/2018 03/2018
Raymond James Financial Services Inc. Rockville MD 03/2018 Present
Unemployed Gaithersburg MD 05/2017 01/2018
Raymond James Financial Services Advisors Inc. Rockville MD 03/2018 Present
Lee Sipe And Associates Rockville MD 01/2018 Present
Serving Those Who Serve Rockville MD 01/2018 Present
Profeds/Fedimpact Foxlake IL 07/2018 02/2019
  • 10/2013 → 04/2017
    Usaa Financial Advisors, Inc
    Bethesda, MD
  • 01/2018 → 03/2018
    Raymond James Financial Services, Inc.
    Rockville, MD
  • 03/2018 → Present
    Raymond James Financial Services Inc.
    Rockville, MD
  • 05/2017 → 01/2018
    Unemployed
    Gaithersburg, MD
  • 03/2018 → Present
    Rockville, MD
  • 01/2018 → Present
    Lee Sipe And Associates
    Rockville, MD
  • 01/2018 → Present
    Serving Those Who Serve
    Rockville, MD
  • 07/2018 → 02/2019
    Profeds/Fedimpact
    Foxlake, IL
Previous Registrations
  • 2013-10-15 → 2017-05-05
    Usaa Financial Planning Services
    Bethesda, MD
    Vienna, VA
  • 2012-04-10 → 2013-09-17
    Spc Financial Inc
    Rockville, MD
  • 2010-05-04 → 2012-07-23
    Rockville, MD
  • 2008-10-10 → 2009-10-09
    Falls Church, VA
  • 2007-10-24 → 2008-09-26
    Voso Financial Advisers, Llc
    Frederick, MD
  • 2007-01-11 → 2008-07-30
    Raymond James Financial Services, Inc.
    Frederick, MD
    Rockville, MD
Other Businesses

(1)Name of Business: Lee Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/08/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Planner (2)Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/08/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Supporting the partners, Tom Lee and Dan Sipe in the business

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-11-05
S65 Uniform Investment Adviser Law Examination 2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    2013-11-05
  • S65 Uniform Investment Adviser Law Examination
    2006-12-27
Designations
Other Names
  • Jennifer L Beall
  • Jennifer Lynn Beall
  • Jennifer Lynn Beall

View on SEC IAPD

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