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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-03-13 |
Branch Locations
15245 Shady Grove Road Suite 240, Rockville, MD 20850 • United States
North Potomac, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc | Bethesda | MD | 10/2013 | 04/2017 |
| Raymond James Financial Services, Inc. | Rockville | MD | 01/2018 | 03/2018 |
| Raymond James Financial Services Inc. | Rockville | MD | 03/2018 | Present |
| Unemployed | Gaithersburg | MD | 05/2017 | 01/2018 |
| Raymond James Financial Services Advisors Inc. | Rockville | MD | 03/2018 | Present |
| Lee Sipe And Associates | Rockville | MD | 01/2018 | Present |
| Serving Those Who Serve | Rockville | MD | 01/2018 | Present |
| Profeds/Fedimpact | Foxlake | IL | 07/2018 | 02/2019 |
(1)Name of Business: Lee Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/08/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Planner (2)Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/08/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Supporting the partners, Tom Lee and Dan Sipe in the business
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-11-05 |
| S65 | Uniform Investment Adviser Law Examination | 2006-12-27 |
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