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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-11-16 |
Branch Locations
15245 Shady Grove Road Suite 240, Rockville, MD 20850 • United States
Bowie, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Raymond James Financial Services | Rockville | MD | 06/2021 | Present |
| Edelman Financial Engines | Silver Spring | MD | 10/2018 | 06/2021 |
| Raymond James Financial Services Advisors, Inc. | Rockville | MD | 11/2023 | Present |
(1)Name of Business: Lee Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: responsible for processing paperwork and client service (2)Name of Business: Serving Those Who Serve (STWS) Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850-3239, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Responsible for processing paperwork and client service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-23 |
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