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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-06-26 |
Branch Locations
15245 Shady Grove Road Suite 240, Rockville, MD 20850 • United States
Baltimore, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Wilmington | DE | 06/2015 | 04/2017 |
| Suntrust Advisory Services | Washington | DC | 04/2017 | 02/2018 |
| Raymond James Financial Services, Inc. | Rockville | MD | 06/2018 | Present |
| Unemployed | Beltsville | MD | 03/2018 | 06/2018 |
| Raymond James Financial Services Advisors Inc. | Rockville | MD | 06/2018 | Present |
| Profeds/Fedimpact | Foxlake | IL | 07/2018 | Present |
| Ez Federal Benefits Education | Silver Spring | MD | 03/2019 | 03/2023 |
(1)Name of Business: Lee, Sipe and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/07/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advisory Associate (2)Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/07/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Advisory Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-27 |
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