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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-10-22 |
Branch Locations
15245 Shady Grove Road Suite 240, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Washington | DC | 01/2013 | 10/2020 |
| Raymond James Financial Services, Inc. | Rockville | MD | 10/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Rockville | MD | 10/2020 | Present |
(1) Name of Business: Lee, Sipe, and Associates Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/02/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I work on the operations side of the business - completing paperwork and helping with other day to day tasks. (2) Name of Business: Serving Those Who Serve (STWS) Address: 15245 Shady Grove Rd Ste 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/02/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I help with paperwork and client services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-03 |
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