Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-05-10 |
Branch Locations
15245 Shady Grove Rd Suite 240, Rockville, MD 20850 • United States
Olney, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Rockville | MD | 06/2010 | 06/2018 |
| Give, Llc | Rockville | MD | 06/2012 | 06/2018 |
| Serving Those Who Serve | Rockville | MD | 03/2014 | 06/2018 |
| Raymond James Financial Services Advisors Inc. | Rockville | MD | 09/2014 | 06/2018 |
| Lee Sipe And Associates (Lsa) | Rockville | MD | 07/2010 | 06/2018 |
| Capitol Securities Management, Inc | Reston | VA | 06/2018 | 04/2021 |
| Raymond James Financial Services Advisors, Inc | Rockville | MD | 05/2021 | Present |
| Raymond James Financial Services, Inc | Rockville | MD | 05/2021 | Present |
| Ls Associates | Rockville | MD | 05/2021 | Present |
| Stws, Llc (Serving Those Who Serve, Llc) | Rockville | MD | 05/2021 | Present |
| Ez Federal Benefits Education | Rockville | MD | 04/2021 | Present |
| Federal Employee Benefits Education | Rockville | MD | 05/2021 | Present |
| Lee Sipe & Associates (Lsa) | Rockville | MD | 05/2021 | Present |
(1)Name of Business: Lee Sipe & Associates (LSA) Address: 15245 Shady Grove Rd Suite 240, Rockville, MD, 20832, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/17/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Planner (2)Name of Business: Serving Those Who Serve Address: 15245 Shady Grove Rd Suite 240, Rockville, MD, 20850, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Supporting the partners, Tom Lee & Dan Sipe in the business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-25 |
Reach out to this advisor