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Stephen Edward Canter

Ubs Asset Management (Americas) LLC

Fairfield, CT

New York, NY

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-08-24
  • NJ RA
    APPROVED
    Since 2020-08-24

Branch Locations

252 Henry Street, Fairfield, CT 06824 • United States

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 05/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-09
  • S66 Uniform Combined State Law Examination
    2013-08-09
Other Names
  • Steve E Canter
  • Steve Edward Canter
  • Stephen Canter

View on SEC IAPD

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HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
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JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
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