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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-14
MN RA APPROVED 2013-11-27
  • TX RA
    APPROVED_RES
    Since 2025-04-14
  • MN RA
    APPROVED
    Since 2013-11-27

Branch Locations

227 W 1St St Ste 900, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Duluth MN 12/2011 03/2020
Ameriprise Financial Services, Llc Duluth MN 03/2020 Present
Other Businesses

Outside Employment; Self-employed; Consulting with the owner (my brother) regarding the accounting side of his business. Inputting business income and expense details into Quickbooks as needed. Consulting with other professionals, including tax advisor, attorney, etc. regarding business; Self-employed Accounting Consultant/Bookkeeper; 5809 Ratika Road, , Duluth, MN, 55810; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-04
  • S66 Uniform Combined State Law Examination
    2012-01-04

View on SEC IAPD

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