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Graham Alfred Wolfram

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Port Washington, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2018-05-17
TX RA APPROVED 2018-05-17
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2018-05-17
  • TX RA
    APPROVED
    Since 2018-05-17

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Port Washington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Garden City NY 05/2011 11/2016
Wells Fargo Clearing Services, Llc Garden City NY 11/2016 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 05/2018 Present
Bank Of America, N.A. Garden City NY 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-12
  • S66 Uniform Combined State Law Examination
    2011-09-12
Other Names
  • Graham Wolfram

View on SEC IAPD

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Other Offices

ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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