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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-23 |
| NC | RA | APPROVED | 2013-04-03 |
Branch Locations
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Winston-Salem | NC | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston-Salem | NC | 11/2016 | Present |
UNITY MORAVIAN CHURCH; NOT INV RELATED; LEWISVILLE, NC; ORGANIST; 10/1/2000; 16 HRS/MONTH; ZERO HOURS/MONTH DURING TRADING HOURS; MUSICIAN CHOIR PRACTICE, SERVICES, AND EVENTS.| RENTAL PROPERTY, INV RELATED, BOONEVILLE, NC, 50% OWNERSHIP, START 6/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES.| RENTAL PROPERTY, INV RELATED, WINSTON SALEM, NC, 50% OWNERSHIP, START 6/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES.| HOLY FAMILY CATHOLIC CHURCH, NOT INV RELATED, WINSTON SALEM, NC, MUSICIAN, START DATE: 8/14/23, 4 HRS PER MONTH, 2 HRS DURING TRADING;| RENTAL PROPERTY; IN RELATED; RURAL HALL, NC; FARMLAND; 50% OWNERSHIP; START DATE 07/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-02 |
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