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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2020-06-10
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2020-06-10

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Garden City NY 04/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2011 → Present
    Morgan Stanley Smith Barney
    Garden City, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1.HARBOR CAPITAL ASSOCIATES, LLC- C/O SCHANKER AND HOCHBERG, P.C. 27 WEST NECK ROAD HUNTINGTON, NY 11743- REAL ESTATE INVESTMENT COMPANY- MEMBER- 11/2010- 0 SHARES HELD, 0 COMPENSATION- CURRENTLY NO REAL ESTATE INVESTMENTS 2.524 Adams LLC; Investment related - Yes; New York, New York; Real estate; Managing member (proprietor, partner, officer, director, employee, trustee, agent); 10/2016; During business hours: 0; After business hours: 0; *456431- Trust; Investment related Yes; Huntington, New York; Trust; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 1; After business hours: 0 ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-28
  • S66 Uniform Combined State Law Examination
    2011-06-28
Designations

View on SEC IAPD

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