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Ryan Jeffrey Smith

Rbc Capital Markets, LLC

Syracuse, NY

Baldwinsville, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-15
TX RA APPROVED 2025-05-15
  • NY RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED
    Since 2025-05-15

Branch Locations

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Baldwinsville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Denver CO 02/2011 05/2025
Rbc Capital Markets, Llc Syracuse NY 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-17
  • S66 Uniform Combined State Law Examination
    2012-09-17
Other Names
  • Ryan Smith

View on SEC IAPD

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