James Austin Duke

Current Employers

Employment History

• 10/2012 → 12/2017
  Sagepoint Financial
  Orem, UT
• 01/2014 → 12/2017
  Keeler Thomas, Inc.,
  Orem, UT
• 12/2017 → 04/2022
  Edward Jones
  St Louis, MO
• 04/2022 → 06/2024
  Securities America, Inc.
  American Fork, AZ
• 04/2022 → 11/2024
  Arbor Point Advisors
  American Fork, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  American Fork, UT
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2022-04-18 → 2024-11-08
  Arbor Point Advisors
  American Fork, UT
• 2017-12-11 → 2022-04-19
  Edward Jones
  American Fork, UT
  St Louis, MO
  Provo, UT
  Salt Lake City, UT
• 2014-01-03 → 2017-12-08
  Keeler Thomas Management Llc
  Orem, UT
• 2012-01-03 → 2012-10-05
  Morgan Stanley
  South Jordan, UT

Other Businesses

ADJUNCT PROFESSOR POSITION: Adjunct Professor NATURE: Adjunct Professor INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2020 ADDRESS: 12 N 100 W, American Fork UT 84003 DESCRIPTION: Teach the CFA Level 1 course to graduate students at the University of Utah INSURANCE POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/05/2018 ADDRESS: 12 W 100 N, American Fork UT 84003 DESCRIPTION: Recommend and sell insurance products that is in the client's best interest DIAMONDBACK FINANCIAL SERVICES LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/18/2022 ADDRESS: 12 W 100 N, Suite 202-E, American Fork UT 84003, United States DESCRIPTION: Financial Advice and Investment Management This is my "doing business as" entity for marketing a tax purposes.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-27

Other Names

• James Austin Duke
• Austin Duke