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Luke Mckay Gunther

LPl Financial LLC

American Fork, UT

CRD 6783007

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-26
UT RA APPROVED 2021-02-02
  • TX RA
    APPROVED_RES
    Since 2023-10-26
  • UT RA
    APPROVED
    Since 2021-02-02

Branch Locations

358 N 1100 E, Suite #6, American Fork, UT 84003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pi Wealth Management Highland UT 04/2017 Present
Lpl Financial, Llc Highland UT 09/2020 Present
Utah Valley University Orem UT 08/2016 05/2020
Bank Of American Fork Orem UT 07/2016 04/2017
  • 04/2017 → Present
    Pi Wealth Management
    Highland, UT
  • 09/2020 → Present
    Highland, UT
  • 08/2016 → 05/2020
    Utah Valley University
    Orem, UT
  • 07/2016 → 04/2017
    Bank Of American Fork
    Orem, UT
Other Businesses

1) 08/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PI WEALTH MANAGMENT - INVESTMENT RELATED - HIGHLAND, UT 2) 04/24/2024 - Gunther Investment Group, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/01/2021 - 120 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30

View on SEC IAPD

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