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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-29
UT RA APPROVED 2025-05-30
  • TX RA
    APPROVED_RES
    Since 2026-01-29
  • UT RA
    APPROVED
    Since 2025-05-30

Branch Locations

1112 East 300 North #200, American Fork, UT 84003 • United States

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Riggs Capital Management Orem UT 01/2003 05/2025
Orchard Securities Lehi UT 07/2016 07/2017
Dfpg Investments, Inc. Sandy UT 07/2017 10/2019
Emerson Equity Llc San Mateo CA 10/2019 06/2020
Merit Financial Advisors Alpharetta GA 05/2025 Present
  • 01/2003 → 05/2025
    Riggs Capital Management
    Orem, UT
  • 07/2016 → 07/2017
    Orchard Securities
    Lehi, UT
  • 07/2017 → 10/2019
    Dfpg Investments, Inc.
    Sandy, UT
  • 10/2019 → 06/2020
    Emerson Equity Llc
    San Mateo, CA
  • 05/2025 → Present
    Alpharetta, GA
Previous Registrations
  • 2003-03-31 → 2025-05-30
    Riggs Capital Management, Llc
    Orem, UT
  • 2001-06-13 → 2003-01-24
    Walnut Creek, CA
Other Businesses

1. RCM Partners; Investment-related; 1112 E 300 N #200 American Fork, UT 84003; Insurance; Partner; Nov 23 2021; 1 hour monthly; 1 hour during securities trading; President 2. TNB Enterprises; Not investment-related; 1112 E 300 N #200 American Fork, UT 84003; Holding company; Owner; Aug 01 2016; 1 hour monthly; 1 hour during securties trading; President 3. Riggs Capital Management; Not investment-related; 1112 E 300 N, #200 American Fork, UT 84003; RIA; Partner/owner; Jun 17 2002; 1 hour monthly; 1 hour during securities trading; Winding down this entity since Merit bought it 4. Windmill Haven; Investment-related; 1112 E 300 N #200 American Fork, UT 84003; Entity that owns and leases property; Owner; Sep 13 2023; 1 hour monthly; 1 hour during trading; Property management 5. Vertex Capital; Not investment-related; 1112 E 300 N #200 American Fork, UT 84003; Holding company; President/owner; Jan 01 2005; 1 hour monthly; 1 hour during trading; President 6. FR2 Holdings; Not investment-related; 1112 E 300 N #200 American Fork, UT 84003; Commercial property ownership; Partner/owner; Nov 23 2021; 1 hour monthly; 1 hour during trading; Partner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-04-01
S65 Uniform Investment Adviser Law Examination 2001-02-14
  • S63 Uniform Securities Agent State Law Examination
    2011-04-01
  • S65 Uniform Investment Adviser Law Examination
    2001-02-14
Other Names
  • Craig Lewis Riggs

View on SEC IAPD

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