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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-29 |
| UT | RA | APPROVED | 2025-05-30 |
Branch Locations
1112 East 300 North #200, American Fork, UT 84003 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riggs Capital Management | Orem | UT | 01/2003 | 05/2025 |
| Orchard Securities | Lehi | UT | 07/2016 | 07/2017 |
| Dfpg Investments, Inc. | Sandy | UT | 07/2017 | 10/2019 |
| Emerson Equity Llc | San Mateo | CA | 10/2019 | 06/2020 |
| Merit Financial Advisors | Alpharetta | GA | 05/2025 | Present |
1. RCM Partners; Investment-related; 1112 E 300 N #200 American Fork, UT 84003; Insurance; Partner; Nov 23 2021; 1 hour monthly; 1 hour during securities trading; President 2. TNB Enterprises; Not investment-related; 1112 E 300 N #200 American Fork, UT 84003; Holding company; Owner; Aug 01 2016; 1 hour monthly; 1 hour during securties trading; President 3. Riggs Capital Management; Not investment-related; 1112 E 300 N, #200 American Fork, UT 84003; RIA; Partner/owner; Jun 17 2002; 1 hour monthly; 1 hour during securities trading; Winding down this entity since Merit bought it 4. Windmill Haven; Investment-related; 1112 E 300 N #200 American Fork, UT 84003; Entity that owns and leases property; Owner; Sep 13 2023; 1 hour monthly; 1 hour during trading; Property management 5. Vertex Capital; Not investment-related; 1112 E 300 N #200 American Fork, UT 84003; Holding company; President/owner; Jan 01 2005; 1 hour monthly; 1 hour during trading; President 6. FR2 Holdings; Not investment-related; 1112 E 300 N #200 American Fork, UT 84003; Commercial property ownership; Partner/owner; Nov 23 2021; 1 hour monthly; 1 hour during trading; Partner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-04-01 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-14 |
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