Scott Allen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2019-08-01

UT RA
APPROVED

Since 2019-08-01

Branch Locations

Mapleton, UT • United States

358 N 1100 E #6, American Fork, UT 84003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Provo	UT	12/1997	08/2019
Bank Of America, N.A.	Provo	UT	04/2017	08/2019
Lpl Financial	Highland	UT	08/2019	Present

12/1997 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Provo, UT
04/2017 → 08/2019

Bank Of America, N.A.

Provo, UT
08/2019 → Present

Lpl Financial

Highland, UT

Previous Registrations

1999-04-21 → 2019-08-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Provo, UT

Provo, UT

Other Businesses

1) 8/1/2019 - DBA for LPL Business (entity for LPL business) - WealthPath Financial - Investment Related - Highland, UT 2) 8/1/2019 - Real Estate Rental - Sakura Holdings, LLC - 1825 S. 1200 W., Mapleton, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-03-27

S66 Uniform Combined State Law Examination

1998-03-27

Other Names

Bryan S Allen
Bryan Scott Allen
Scott Allen
Scott Allen
B. S Allen

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