Jay Anthony Riggs

Current Employers

Employment History

• 04/2002 → 05/2025
  Riggs Capital Management, Llc
  Orem, UT
• 07/2016 → 07/2017
  Orchard Securities
  Lehi, UT
• 07/2017 → 10/2019
  Dfpg Investments, Inc.
  Sandy, UT
• 10/2019 → 06/2020
  Emerson Equity Llc
  San Mateo, CA
• 05/2025 → Present
  Merit Financial Advisors
  Alpharetta, GA

Previous Registrations

• 2002-05-08 → 2025-05-30
  Riggs Capital Management, Llc
  Pleasant Grove, UT
• 2004-01-27 → 2007-03-09
  Spc
  Orem, UT
• 1998-10-01 → 2002-05-03
  Orion Portfolio Solutions, Llc
  Sandy, UT

Other Businesses

1. FR2 Holdings LLC; Investment-related; 1112 E 300 N STE 200 American Fork, UT 84003; Holds ownership in commercial building; Member, part-owner; Mar 19 2021; 1 hour monthly; 0 during securities trading hours; Prepare monthly lease invoices and send them. Work with CPA firm to handle bookkeeping and annual tax returns. 2. Alpha Capital Advisors LLC; Investment-related; 1112 E 300 N STE 200 American Fork, UT 84003; To hold my personal ownership in Merit equity; President/owner; Mar 01 2005; 1 hour monthly; 1 hour during securities trading hours; Bookkeeping, file annual tax returns 3. Bocephus Enterprises, LLC; Not investment-related; 1112 E 300 N, STE 200 American Fork, UT 84003; Entity for holding my personal ownership in RCM Partners, LLC; President, Managing Member; Jul 14 2016; 0 hours; 0 hours; Minor bookkeeping and prepare a final tax return 4. RCM Partners LLC; Investment-related; 1112 E 300 N STE 200 American Fork, UT 84003; Insurance agency (no longer operating); Member, part-owner; Jul 13 2023; 0 hours; 0 hours; Work with CPA firm to finalize 2025 books and tax return, as we wind down this entity 5. Riggs Capital Management LLC (dba RCM Investments); Investment-related; 1112 E 300 N STE 200 American Fork, UT 84003; Registered Investment Advisor; President, Founder, part-owner; Jun 17 2002; 1 hour monthly; 1 hour during trading; Now that Merit has acquired RCM, my focus is on finalizing the financials, bookkeeping, and preparing for a final tax return.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-04
• S63 Uniform Securities Agent State Law Examination
  1993-09-02

Other Names

• Tony Riggs
• J Tony Riggs
• Jay A Riggs