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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-05-30
  • UT RA
    APPROVED
    Since 2025-05-30

Branch Locations

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

1112 East 300 North #200, American Fork, UT 84003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riggs Capital Management Provo UT 03/2014 05/2025
Dfpg Investments, Inc. Sandy UT 06/2017 10/2019
Merit Financial Advisors Alpharetta GA 05/2025 Present
  • 03/2014 → 05/2025
    Riggs Capital Management
    Provo, UT
  • 06/2017 → 10/2019
    Dfpg Investments, Inc.
    Sandy, UT
  • 05/2025 → Present
    Alpharetta, GA
Previous Registrations
  • 2014-03-03 → 2025-05-30
    Riggs Capital Management, Llc
    American Fork, UT
  • 1997-07-08 → 2014-02-14
    Turnberry Financial Services, Inc.
    Cedar Hills, UT
Other Businesses

1. Rockbeds Enterprises, LLC; Investment-related; 1112 East 300 North #200 American Fork, Utah 84003; Holding company for my Merit Stock; Managing Member; Jul 13 2023; .5 hours monthly; 0 hours during securities trading hours; Annually pay to renew 2. FR2 Holdings LLC; Investment-related; 1112 East 300 North #200 American Fork, Utah 84003; Commercial property ownership; owner; Jan 01 2022; 0 hours monthly; 0 hours during securities trading hours; No duties

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-06-13
S65 Uniform Investment Adviser Law Examination 1997-08-04
  • S63 Uniform Securities Agent State Law Examination
    2014-06-13
  • S65 Uniform Investment Adviser Law Examination
    1997-08-04
Designations
Other Names
  • James Houston
  • Jamie Mckendrick Houston
  • James Mckendrick Houston

View on SEC IAPD

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