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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-26
GA RA APPROVED 2018-10-01
  • TX RA
    APPROVED
    Since 2026-03-26
  • GA RA
    APPROVED
    Since 2018-10-01

Branch Locations

2650 Holcomb Bridge Road Bldg 650, Alpharetta, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 08/2002 10/2018
Abfc-A Better Financial Group Alpharetta GA 05/2004 Present
Commonwealth Financial Network Waltham MA 10/2018 Present
  • 08/2002 → 10/2018
    Fsc Securities Corporation
    Atlanta, GA
  • 05/2004 → Present
    Abfc-A Better Financial Group
    Alpharetta, GA
  • 10/2018 → Present
    Waltham, MA
Previous Registrations
  • 2003-03-27 → 2018-10-03
    Fsc Securities Corporation
    Alpharetta, GA
  • 2003-05-16 → 2004-06-23
    Coordinated Capital Corporation
    Atlanta, GA
Other Businesses

1. Fixed insurance sales; as of 08/13/2018; Approximately less than 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Sole owner, A Better Financial Group, Inc. a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 08/13/2018; Approximately less than 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-owner, W2 Holdings, LLC, an entity created for the purpose of owning and managing real estate at 2650 Holcomb Bridge Rd, #650, Alpharetta, GA 30022, as of 08/13/2018; Approximately less than 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 4. Sole Proprietor, engaged in the purchase and sale of sports memorabilia via eBay online platform; Located in Alpharetta, GA; As of 01/15/2019; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 5. Co-Owner of a residential rental property located in Delray Beach, FL; As of 05/01/20; 0% time spent during regular business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-04
  • S66 Uniform Combined State Law Examination
    2000-04-04
Designations

View on SEC IAPD

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